Gavel, books and handcuffs on wooden table

AML Compliance

  • Undertake an AML audit in order to review current policies and procedures in relation to Customer Due Diligence
  • Drafting of a firm wide Risk Assessment in order to comply with Regulation 18 of the ML Regulations 2017
  • Provide a comprehensive written ‘Policy & Procedure’ manual to ensure compliance with Regulation 19 of the ML Regulations
  • Supply firms with easy to use practical AML template forms including CDD, Politically Exposed Persons questionnaire and suspicious activity internal reporting forms
  • Updating clients on legislative changes that impact on the regulated sector
  • Providing a clear and concise Anti-Bribery & Corruption Policy

Concerned about financial crime in your company? Call us today on 01446 704422